Welcome

Welcome to this FINRA study, and thank you for agreeing to participate!

FINRA is working on a data exploration capability designed to help firm staff manage their risk, answer common questions, and make informed decisions using FINRA provided data. The goal is to provide an easy-to-use tool that allows compliance and registration staff the ability to select the data they want to view, and then sort, filter, group, and aggregate that data to answer common questions and make decisions that will improve their registration and compliance operations. In this new model, data is no longer viewed as a byproduct of a system or application that is available only through a set of static reports, but instead data is viewed as a prominent, integrated feature designed to deliver business value to the user.

The activity shouldn't take longer than 10 to 15 minutes to complete.

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